Skip to content
Crown Legal Report Reporting and reference on United States law All coverageSearch

      Desks

      About

      Criminal Records & Expungement Law

      Federal Pardons and Commutations

      Federal clemency is the only relief available for a federal conviction: there is no federal expungement statute for ordinary cases. That single fact explains why the process carries the weight it does and why the waiting list is what it is.

      5 min readFederal rule

      A federal government building with tall columns and flagpoles seen from across a wide plaza.
      The clemency power sits with the executive alone, and no court reviews how it is exercised. ajay_suresh · CC BY 2.0 · Wikimedia Commons

      What this report covers

      • The clemency power is constitutional, unreviewable, and reaches federal offenses only.
      • A pardon petition may generally be filed five years after release from confinement, or from conviction where no custody was imposed.
      • Commutation reduces a sentence being served and does not remove the conviction.
      • There is no general federal expungement statute, which makes clemency the principal remedy.
      • Petitions are investigated, the prosecuting office is consulted, and processing takes years.

      State systems offer a range of remedies: sealing, expungement, set-aside, certificates, pardon. The federal system offers essentially one. There is no general expungement statute for federal convictions, and courts have held they lack inherent power to grant it — which leaves clemency carrying the entire weight.

      Pardon and commutation are different things

      PardonCommutation
      ForPeople who have completed their sentencePeople still serving one
      EffectForgives the offense, restores civil rightsReduces or ends the sentence
      ConvictionRemains on the record, pardon notedRemains, entirely unaffected
      EligibilityFive years after release, generallyWhile serving, after appeals concluded
      Typical basisSustained rehabilitation and needDisparity, changed law, health, cooperation

      The distinction is not academic. Petitioners frequently ask for a pardon while still serving a term of supervised release, which is a commutation request in substance and is processed as ineligible for the relief sought.

      The waiting period and what it runs from

      The regulations set a five-year period before a pardon petition may be filed, measured from release from confinement — or, where no custody was imposed, from the date of conviction. Supervised release is part of the sentence, so a person released from custody but still under supervision is generally not eligible to apply until it ends and the period runs.

      Waivers of the waiting period exist and are rare. The realistic planning assumption is that the clock starts when everything is finished, including payment of any fine or restitution.

      The financial condition

      Outstanding restitution is treated as an incomplete sentence. A petitioner with a balance is asking the executive to forgive an offense while the victim remains unpaid, and the file will say so. Where payment in full is impossible, a documented long-term payment record is the next best position.

      What the petition is assessed on

      Published standards direct attention to five things:

      1. Post-conviction conduct, character and reputation. The years since, in detail — employment, stability, family, community.
      2. The seriousness and relative recentness of the offense. A serious offense requires a correspondingly stronger showing over a longer period.
      3. Acceptance of responsibility, remorse and atonement. Contesting guilt is treated as a negative, and this is the single most common self-inflicted wound.
      4. Need for relief. A specific disability the pardon would remove — a license, an occupational bar, an immigration consequence — rather than a general wish for closure.
      5. Official recommendations, including the views of the prosecuting office and, frequently, the sentencing judge.

      Character references carry real weight and are commonly required in a defined number. What matters is that the referee knows about the offense and says so — a letter that praises the applicant while appearing unaware of the conviction is worse than no letter.

      How a petition moves

      Petitions are filed with the Office of the Pardon Attorney, which investigates, seeks the views of the prosecuting office, and prepares a recommendation that moves through the Department to the executive. Nothing about the process is adversarial and nothing about it is fast.

      Grant rates are low and vary enormously by period, because clemency activity depends on the priority a given administration gives it. Initiatives targeting particular categories — sentencing disparities in specific offense types, for example — have periodically produced clusters of commutations that bear no relation to the base rate.

      Two features of the filing itself catch petitioners out. The form requires a complete account of every arrest, charge and conviction in the petitioner's life, including matters that were dismissed, diverted or expunged under state law, and it is signed under a certification that carries criminal liability for a false or incomplete statement — an omission discovered during the background investigation does more damage than the omitted matter would have. And a denial is not the end of the matter but does impose a further wait: the regulations contemplate a renewed petition after an interval rather than an immediate resubmission, so a petition filed before the file is complete costs years rather than weeks.

      What a grant actually restores

      A federal pardon does not erase the conviction. It is recorded alongside it on the criminal history record, and a background report that shows the offense will continue to show the offense. What it removes are the disabilities the conviction imposed under federal law: the bar on serving as a juror in federal court, the bar on holding federal office, and the firearms disability that attaches to a federal felony conviction. Occupational bars written into federal statutes and keyed to conviction — in banking, in transportation, in certain federally funded roles — generally fall away with it.

      The immigration effect is narrower than applicants assume and matters a great deal to those it touches. A full and unconditional executive pardon waives deportability for the crime categories the statute names — broadly, crimes involving moral turpitude, aggravated felonies and multiple criminal convictions — but it does not reach the controlled substance grounds, which are among the most commonly charged. Nor does it operate on inadmissibility, so a pardoned person seeking to return after travel can face the same conviction again at the border.

      State disabilities are untouched entirely. A federal pardon does not restore a state professional license, does not affect state firearm prohibitions, and does not restore the right to vote where state law removed it — the state's own restoration route governs, and it may be quicker than the clemency petition was.

      The narrow statutory alternatives

      Two federal routes exist outside clemency and both are narrow. A statutory expungement is available for certain youthful first-time drug possession offenses on completion of pre-judgment probation. And courts will expunge records that resulted from an unlawful arrest, a clerical error or proven misidentification — relief directed at a defective record rather than at a valid conviction.

      For everything else the practical strategy is to work on consequences rather than on the record: the reporting limits and dispute rights that govern what commercial background reports may contain, and the hiring rules that increasingly require an individualized assessment rather than a blanket exclusion. Where the conviction was in state court rather than federal, the state clemency route is separate and frequently more accessible.

      Sources

      1. U.S. Department of Justice — Office of the Pardon Attorney

        Application forms, eligibility and the standards applied to petitions.

      2. eCFR — 28 CFR Part 1, Executive Clemency

        The regulations governing petitions, waiting periods and processing.

      3. U.S. Department of Justice — Clemency Statistics

        Volume of petitions received, granted and denied over time.

      4. Cornell Legal Information Institute — Criminal Procedure

        Why federal expungement is unavailable in the ordinary case.

      5. Cornell Legal Information Institute — 8 U.S.C. 1227, Deportable Aliens

        The deportability grounds a full and unconditional pardon waives, and those it does not.

      6. U.S. Sentencing Commission — Research and Publications

        Data on federal sentencing that provides context for commutation petitions.

      Questions readers ask

      Can a federal conviction be expunged?

      Not in the ordinary case. There is no general federal expungement statute, and courts have consistently held they lack inherent authority to expunge a valid federal conviction for equitable reasons. Narrow statutory routes exist for certain youthful drug offenses and for records resulting from unlawful arrest or clerical error. For everything else, clemency is the remedy.

      How long is the wait?

      The eligibility period alone is five years from release from confinement, or from the date of conviction where no prison term was imposed. After filing, the petition is investigated, the prosecuting office and sentencing court are typically consulted, and the file moves through review before reaching the executive. Multi-year processing is normal, and many petitions are decided at the end of an administration.

      What does a commutation do to the conviction?

      Nothing. A commutation reduces or ends the sentence being served — custody, supervised release, a fine — and leaves the conviction and its collateral consequences fully in place. Someone whose sentence is commuted remains a person with a federal conviction for every purpose except the portion of the sentence that was reduced.