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      Immigration & Border Law

      NATO Visas and the Personnel They Cover

      The alliance classifications are unusual in origin: they exist because of treaties rather than because the immigration statute lists them. That heritage explains both who they cover and why a large group of military personnel never needs one at all.

      5 min readFederal rule

      Military personnel in different national uniforms walk past a row of alliance member flags outside a headquarters building.
      Which document a person carries depends on whether they are a member of a force or a representative to the organization. U.S. Secretary of Defense · CC BY 2.0 · Wikimedia Commons

      What this report covers

      • The classes derive from alliance treaty arrangements rather than from the general list of nonimmigrant categories.
      • Seven numbered classes cover representatives, staff, experts, dependants and personal employees.
      • Members of a force traveling under official orders generally enter on those orders rather than on a visa.
      • Privileges and immunities vary by function and are held by the sending state.
      • Waiving those privileges is a precondition of certain immigration benefits, on the same form used by other officials.
      • Personal employees hold an employment classification with protective conditions, not a diplomatic one.

      Almost every nonimmigrant classification can be traced to a subparagraph of the immigration statute. The alliance classes cannot. They exist because the member states agreed arrangements governing the status of forces and of the organization itself, and the visa regulation gives effect to those agreements. That origin explains most of what is unusual about them.

      The seven classes

      ClassWho it covers
      NATO-1Principal permanent representatives of member states to the organization and its subsidiary bodies, resident senior staff, and their families
      NATO-2Other representatives of member states, and members of a force entering under the status of forces arrangements, with their families
      NATO-3Official clerical staff accompanying a member state's representative, and their families
      NATO-4Officials of the organization other than those classifiable as NATO-1, and their families
      NATO-5Experts employed on missions on behalf of the organization, and their dependants
      NATO-6Members of a civilian component accompanying a force, and staff accredited to or employed by an allied headquarters, with their dependants
      NATO-7Attendants, servants and personal employees of holders of the classes above

      The structure mirrors the diplomatic and organization classes more closely than the numbering suggests: a senior representative tier, an official staff tier, an organization employee tier, and a household employee tier at the bottom. The parallel is exact enough that the diplomatic and international organization classifications are the right place to start when working out how a particular household fits together.

      Who arrives without a visa at all

      The most common misunderstanding is that everyone connected to an alliance posting needs one of these classifications. Members of a force traveling on official orders generally do not. Under the status of forces arrangements they may enter on identification documents and movement orders, without a passport visa, and their basis for presence is the deployment rather than an immigration classification.

      Civilian components, contractors, dependants and headquarters staff are treated differently, and the line between them is drawn by function rather than by employer. It is worth establishing which side of it a person falls on before travel, because arriving on the wrong footing produces a record that is tedious to correct and that surfaces at the next posting. Contractors are the group most often misclassified, because their relationship is with a company rather than with a force or with the organization, and that relationship does not by itself place them inside the treaty arrangements.

      Orders are not a status

      Entry on official orders creates a lawful basis tied to the deployment and nothing else. A person whose orders end, or who separates from the force while in the country, is not left holding a nonimmigrant classification, and there is no dormant status to fall back on.

      Privileges, immunities and the waiver

      Privileges and immunities under these arrangements attach by function and vary sharply. A senior representative's protection is broad; a member of a civilian component may hold protection limited to official acts; and a personal employee ordinarily holds none at all. In every case the protection belongs to the sending state, which may waive it without asking the individual.

      Where a holder wants permanent residence, or in defined circumstances employment outside the posting, the same waiver form used by other officials must be executed, surrendering the rights, privileges, exemptions and immunities that would otherwise attach. It is permanent once accepted, and it changes tax and social security treatment as well as legal protection. Deciding whether and when to sign — particularly for an officer weighing a further alliance assignment against settling — is a question of sequence rather than of paperwork, and it is one people put to an specialty visa counsel before signing, because the form cannot be withdrawn and the posting cannot be replayed.

      Dependants and personal employees

      Dependants are admitted in the class of the principal. Whether a spouse may take outside employment turns on an arrangement between the sending state or the organization and the host, applied for through the established route rather than assumed. Children age out on the ordinary terms, which regularly catches families midway through a multi-year assignment.

      The attendant class sits apart. It is an employment classification with protective conditions, requiring a written contract with prescribed terms, a private interview and a wage meeting the higher of the applicable minimum or the prevailing rate; the same protective logic applies as it does to household staff of diplomats and organization personnel. Because the employee's presence depends on the principal's posting, the end of that posting ends the employee's basis for being in the country whether or not the work is finished.

      The end of an assignment

      These classifications end with the assignment they were granted for, subject to a short departure period. A change to another classification must be authorized before the lapse, not afterwards, and a family that stays on for the end of a school year without authorization is out of status with everything that follows from it. Everyone in these classes remains subject to the general requirement that non-citizens report a change of address, a duty that moves with each relocation and that later applications ask about directly.

      Sources

      1. eCFR — 22 CFR Part 41, Nonimmigrant Visas

        The regulation establishing the alliance classes and their qualifications.

      2. Cornell Legal Information Institute — 8 U.S.C. § 1101(a)(15)

        The general list of nonimmigrant classes, for comparison with the treaty classes.

      3. eCFR — 8 CFR Part 214, Nonimmigrant Classes

        Conditions of stay, dependants and changes of classification.

      4. U.S. Department of State — NATO Visa

        Who qualifies for each class and how applications are made.

      5. U.S. Customs and Border Protection — I-94 Arrival/Departure Record

        The admission record showing class of admission and authorized period.

      Questions readers ask

      Do soldiers on assignment need one of these visas?

      Usually not. A member of a force traveling on official orders enters under the arrangements agreed among the allies, carrying identification and movement orders rather than a visa, and the orders themselves establish the basis for presence. Civilian components and dependants are treated differently and often do need a visa. The distinction is between people who are part of a force and people attached to the organization or to a national delegation.

      Can a dependent work?

      It depends on an arrangement rather than on the classification. Where a bilateral or alliance-level agreement provides for dependent employment, authorization is applied for through the established route; without such an arrangement, employment outside the mission or headquarters is not permitted. Working without that authorization is a status violation with consequences that reach the principal's household as well as the individual concerned.

      What happens to the classification when the assignment ends?

      It ends with the assignment, subject to a short departure period. There is no automatic conversion to another status and no rolling grace, so anyone intending to remain must have a change of classification authorized before the assignment concludes. Personal employees are in the most exposed position, because their basis for presence depends on a principal whose own posting can end without much notice.